SEBI Reg. No: INZ000195131  CIN: U65923GJ1988PTC011203   www.Sunflowerbroking.com  info@sunflowerbroking.com  

 

Investor Complaints Data of Stock Broker and DP 

Annexure – B 

DATA FOR MONTH ENDING NOVEMBER 2024 

Sr. 

No.

 Received From

Carried 

Forward 

from 

Previous 

Month

Received 

During 

the 

Month

Total 

Pending 

 Resolved*  Pending atthe end of the Month**

Average 

Resolution 

Time ^ (In 

Days)

Pending 

for less 

than 3 

Months

Pending 

formore 

than 3 

Months
1  2  3  4  5  6  7  8
1  Directly from Investor  0  0  0  0  0  0  0
2  SEBI (Scores)  0  0  0  0  0  0  0
3  Stock Exchanges  0  0  0  0  0  0  0
4  Depositories  0  0  0  0  0  0  0
5  Other Sources (if any)  0  0  0  0  0  0  0
6  Grand Total  0  0  0  0  0  0  0

 

TRENDS OF THE MONTHLY DISPOSAL OF COMPLAINTS 

Sr. 

No. 

 Month  Carried Forward from Previous Month  Received  Resolved*  Pending**
1  2  3  4  5  6
1  April -2024  0  0  0  0
2  May -2024  0  0  0  0
3  June-2024  0  0  0  0
4  July-2024  0  0  0  0
5  AUG-2024  0  0  0  0
6  SEPT-2024  0  0  0  0
7  OCT-2024  0  0  0  0
8  NOV-2024  0  0  0  0

 

*Should include complaints of previous months resolved in the current month, if any. 

**Should include total complaints pending as on the last day of the month, if any. 

^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by totalNumber of complaints resolved in the current month. 

TREND OF ANNUAL DISPOSAL OF COMPLAINTS

Sr 

. 

N 

o

 Year  Carried forward from previous year

Received during 

the year

Resolved during 

the year

Pending at the 

end of the year
1  2019-20  0  0  0  0
2  2020-21  0  0  0  0
3  2021-22  0  0  0  0
4  2022-23  0  0  0  0
5  2023-24  0  0  0  0
Grand Total

 

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